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Sep 4, 2014

spes successions and feeding the empty grant with estoppel

What is the spes suuessionis and whether it is transferable? A Hindu Owning seprate property died leaving widow B and brother C. Brother C has only a bare chance of succession in case he survived. Can C transfer this chance of succession? (Asked in UPHJS 2007)
As per section 6 of TPA property of any kind may be transferred. Only test to see whether a property is transferable or not, is to see whether such a transfer is prohibited or not. There are 14 exceptions of the general rule of transferability in the section itself.
(1) Spes successionis or the chance of an heir-apparent - clause 6 (a)
(2) Mere right of re-entry except to owner - clause 6 (b)
(3) Mere easement without dominant heritage - clause 6 (b)
(4) Personal right of enjoyment - sec 6 (d)
(5) Future maintenance - sec 6 (dd)
(6) Mere right to sue - sec 6 (e)
(7) Public office or salary - sec 6 (f)
(8) Stipends - sec 6 (g)
(9) If transfer is opposed to the nature of interest - sec 6 (h)
(10) If transfer is for an unlawful object or consideration- sec 6 (h)
(11) If transfer is to a person legally disqualified to be transferee - sec 6 (h)
(12) Non-transferable tenancy right - sec 6 (i)
(13) Farmer who made default in paying rent revenue - sec 6 (i)
(14) Lessee under the management of a Court of Wards - sec 6 (i)


Spes successionis is a person who has a chance of succeeding to an estate or legacy or any other mere possibility of a like nature and it cannot be transferred. It is mere a mere hope or anticipation. It was held in Ananda Mohan Vs Gour Mohan that a reversionary heir in Hindu Law cannot transfer the property as it is a mere chance of getting the property. Thus a transfer in contravention of sec 6 is not valid and C in given question cannot transfer property which is merely an expectation or spes successionis but there is another doctrine which some times works as an exception to the exceptions of sec 6, that is feeding the empty grant by estoppel though it is not a real exception and both work on different fields and under different conditions This doctrine is provided in sec 43 of TPA and sec 115 of Indian Evidence Act.

Sec 43 provides validity of transfer by unauthorised person who subsequently acquires interest in property transferred and that unauthorized person may be a spes successionis. For application of sec 43 there should be fraudulently or erroneously representation about authority to transfer and transfer is for consideration. Thus for application of sec 43 transferee should not Sec 43 has no effect on the right of third person or transferees in good faith for consideration without notice.

Illustration of sec 43-
A, a Hindu who has separated from his father B, sells to C three fields, X, Y and Z, representing that A is authorised to transfer the same. Of these fields Z does not belong to A, it having been retained by B on the partition; but on B's dying A as heir obtains Z. C, not having rescinded the contract of sale, may require A to deliver Z to him.
On the same line sec 115 provides that when one person has, by his declaration, act or omission, intentionally caused or permitted another person to believe a thing to be true and  to act  upon such belief, neither he nor his representative shall  be allowed,  in any  suit or  proceeding between himself and  such person  or his  representative, to deny the truth of that thing.
Hon'ble Supreme Court of India observed in The Jumma Masjid, Mercara Vs Kodimaniandra Deviah AIR 1962 SC 847, “Whenever a person transfers property to which he has no title on a representation that he has a present and transferable interest therein, and acting on that representation, the transferee takes a transfer for consideration. When these conditions are satisfied, the section enacts that if the transferor subsequently acquires the property, the transferee becomes entitled to it, if the transfer has not meantime been thrown up or cancelled and is subsisting. There is an exception in favour of transferees for consideration in good faith and without notice of the rights under the prior transfer. But apart from that, the section is absolute and unqualified in its operation. It applies to all transfers which fulfill the conditions prescribed therein, and it makes no difference in its application, whether the defect of title in the transferor arises by reason of his having no interest whatsoever in the property, or of his interest therein being that of an expectant heir….
Section 43 deals with representations as to title made by a transferor who had no title at the time of transfer, and provides that the transfer shall fasten itself on the title which the transferor subsequently acquires. Section 6(a) enacts a rule of substantive law, while s. 43 enacts a rule of estoppel, which is one of evidence. The two provisions operate on different fields, and under different conditions, and we see no ground for reading a conflict between them or for cutting down the ambit of the one by reference to the other. In out opinion, both of them can be given full effect on their own terms, in their respective spheres. To hold that transfers by persons who have only a spes successionis at the date of transfer are not within the protection afforded by s. 43 would destroy its utility to a large extent….
When a person transfers property representing that he has a present interest therein, whereas he has, in fact, only a spes successionis, the transferee is entitled to the benefit of s. 43, if he has taken the transfer on the faith of that representation and for consideration.”
Thus as per this case transferee should be mislead by representation of transferor and sec 43 has no applicability if transferee had knowledge of the defect in title. It was also held in some cases that a valid relinquishment of share might be done despite the fact that there is no fraud or misrepresentation and estoppel will apply specifically in case of relinquishment with consideration.
See Shehammal vs Hasan Khani Rawther & Ors on 2 August, 2011 where it was held by Hon’ble Supreme Court of India that There is little doubt that ordinarily there cannot be a transfer of spes successionis, but in the exceptions pointed out by this Court in Gulam Abbas's case, the same can be avoided either by the execution of a family settlement or by accepting consideration for a future share. It could then operate as estoppel against the expectant heir to claim any share in the estate of the deceased on account of the doctrine of spes successionis. a testamentary disposition by a Mohammedan is binding upon the heirs if the heirs consent to the disposition of the entire property and such consent could either be express or implied. Thus, a Mohammedan may also make a disposition of his entire property if all the heirs signified their consent to the same. In other words, the general principle that a Mohammedan cannot by Will dispose of more than a third of his estate after payment of funeral expenses and debts is capable of being avoided by the consent of all the heirs. In effect, the same also amounts to a right of relinquishment of future inheritance, which is on the one hand forbidden and on the other accepted in the case of testamentary disposition. Having accepted the consideration for having relinquished a future claim or share in the estate of the deceased, it would be against public policy if such a claimant be allowed the benefit of the doctrine of spes successionis. In such cases, we have no doubt in our mind that the principle of estoppel would be attracted.”

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